We specialize in providing a comprehensive suite of audit services tailored for financial institutions. To assist our customers in improving their implementation of regulatory compliance programs and the adoption of industry standards, we conduct risk assessments, reviews, and audits, analyzing work processes to pinpoint vulnerabilities and identify areas ripe for improvement.
We conduct independent AML/CTF auditing, which evaluates the effectiveness of compliance with the relevant regulatory requirements in financial institutions. Our auditing process focuses on KYC/CDD processes, transaction monitoring, sanction screening, and reporting, and we provide a detailed report of our findings and recommendations.
In order to ensure compliance with established policies and procedures, we identify and evaluate the effectiveness of controls and processes. We also help to mitigate risk and potential liabilities.
In order to remediate potential funding, we assist in creating action plans to address any identified issues and provide support during their execution.
